Inflation is not something financial advisers or their clients should be losing sleep over right now, but it is here and it is real, according to market strategists speaking Tuesday at the Schwab Impact annual conference. In her opening presentation, ...

Mobile investing apps exploded in popularity post-pandemic and some analysts say they could draw hundreds of millions of new retail investors by the end of next year. That meteoric rise is attracting the attention of lawmakers and regulators, who are ...

Finra is about to launch an initiative that could lead to tougher rules governing the sales of complicated investments that are pitched as a way to increase returns but can be beyond the understanding of an ordinary investor. “We’ve been ...

TD Bank, whose corporate parent once owned 40% of TD Ameritrade, is launching its first robo-adviser, TD Automated Investing, and a hybrid adviser, TD Automated Investing Plus. Both offerings provide clients with access to seven globally diversified portfolios of exchange-traded ...

After years of delays and setbacks, the first Bitcoin-linked exchange-traded fund in the U.S., the ProShares Bitcoin Strategy ETF, made its debut Tuesday, marking a watershed moment for the crypto industry.  The fund — trading under the ticker BITO — ...

A highly anticipated Securities and Exchange Commission report on the January’s frenzied GameStop Corp. trading debunked some conspiracy theories that have swirled around social media for months, while adding momentum to Chairman Gary Gensler’s push to toughen rules.  The 44-page document released ...

State-regulated investment advisers are seeking the same latitude to use testimonials to promote their firms that larger advisory firms will have under a new SEC rule, but they will have to wait for their individual states to make that decision. ...

Middle-class households in the U.S. own few financial assets and the median amounts held fall far short of the assets needed to fund a secure retirement, according to the National Institute on Retirement Security, a Washington-based, non-profit research and educational ...

The combination of a demand for talented labor and federal student loan payments resuming in February is causing some companies to publicize new perks for their workers. Last week, Fidelity Investments announced that it is planning to bump up the ...

A six-year-old cyberbullying case that centered on a former Edward Jones broker in California came to a head last month when a 12-person jury awarded the broker, Dalas Gundersen, $30 million in damages for defamation from the firm. According to ...