Advisor Group lost one of its biggest and most important financial advisers last week, Kevin Myeroff of Royal Alliance Associates Inc. — a regular on Barron’s ranking of top independent advisers whose firm, NCA Financial Planners, has about $1.7 billion ...

Hartford Fund Distributors and Woodbury Financial Services Inc. are on the hook for $100,000 in damages stemming from Hartford allegedly permitting an individual to impersonate a client and withdraw a large sum from a Hartford mutual fund held in a ...

GenXFinancial, the Nashville, Tennessee-based parent of super office of supervisory jurisdiction Innovative Financial Group, will acquire Boston Partners Financial Group, another large office of supervisory jurisdiction that’s affiliated with Royal Alliance Associates. Each OSJ manages about $4.5 billion in client ...

Advisor Group Inc., a massive network of more than 10,000 financial advisers, is shaking up its recruiting effort, and last week said it had hired Kristen Kimmell from RBC Wealth Management to head its recruiting of financial advisers across its ...