Kestra Financial Inc. said Thursday that during the third quarter, 21 new financial advisers and 13 teams with over $2.3 billion in assets under management joined the firm, while Cetera Financial Group Inc. earlier this month announced that it recruited ...

LPL Financial announced Wednesday that it has recruited a team of advisers in Ohio, River Cities Financial Services, who were formerly registered with Cetera Advisors. River Cities Financial Services is led by Michael Anthony and has $350 million in advisory, ...

First Oklahoma Advisory Group, which manages nearly $240 million in Tulsa, Oklahoma, and Dahle’s Financial Services, which manages $110 million in West Jordan, Utah, have switched affiliations from Avantax to Cetera. The two practices, each of which had been affiliated ...

Continuing its strong recruiting year, LPL Financial on Tuesday morning said it had recruited a $400 million team that had spent the last eight years registered with Voya Financial Advisors Inc., which was recently bought by Cetera Financial Group. LPL ...

The Securities and Exchange Commission on Monday ordered eight financial firms to pay a total of $750,000 in fines for deficient cybersecurity protections that led to the exposure of client and customer information at various times over the last four ...

Brumbaugh Wealth Management, an Exton, Pennsylvania-based firm that managed $300 million at Lincoln Financial, has affiliated with Cetera Advisor Networks through AdvisorNet, one of the firm’s large offices of supervisory jurisdiction. Kimberly Brumbaugh founded her eponymous firm in 2004. [More: ...

Advisers Joe Roddy, Steve Mayer and Laurie Elfrank have switched affiliations from Cetera Financial Group to LPL Financial. The three advisers, who operate as West End Advisory Group in St. Louis, manage $170 million in advisory, brokerage and retirement plan ...