A significant loss to my source list is now the Securities and Exchange Commission’s gain when it comes to oversight of investment advisers and brokers. The agency last week announced that Barbara Roper, director of investor protection at the Consumer ...

The Securities and Exchange Commission has appointed consumer advocate Barbara Roper as senior adviser to Chairman Gary Gensler. Roper is currently the director of investor protection for the Consumer Federation of America. At the SEC, she will focus on issues ...