Fees took center stage last month as executives from Fidelity Investments and Charles Schwab Corp. squared off over the merits of so-called free custodial platforms that pass on fees to advisory clients. While many advisers enjoy the free service, the ...

Riskalyze, an Auburn, California-based fintech that provides risk assessment and portfolio analytics, and Altruist, a Venice, California-based registered investment adviser that provides a digital custodial solution for other RIAs, announced they will integrate their platforms, starting in November. Advisers using ...

State Street Corp. agreed to buy Brown Brothers Harriman & Co.’s investor services business for $3.5 billion in cash, adding an operation that safeguards about $5.4 trillion in assets.  The deal includes the unit’s custody, accounting, fund administration, global markets ...

This is the final installment of a four-part series in which guest author Brad Wales, founder of Transition To RIA, makes four distinct predictions for the financial services industry and challenges readers to consider not just if but when they ...

This is part three of a four-part series in which guest author Brad Wales, founder of Transition To RIA, makes four distinct predictions for the financial services industry and challenges readers to consider not just if, but when they will ...

This month’s edition kicks off with the big news that Zoe Financial has raised a $10 million Series A round to accelerate its lead generation service for advisers, as the pandemic hastens the consumer shift away from finding a local ...