Securities and Exchange Commission Chairman Gary Gensler is pursuing a long list of priorities that befits his reputation as an aggressive regulator. As you scroll down the agency’s latest regulatory agenda, you’ll notice pending rule proposals for climate change and ...

Partisan tension has surrounded most issues in Washington, D.C. over the last several years with a few notable exceptions. One of them was retirement-savings policy. For the moment, “was” is the operative word because of a massive bill that is ...

A significant loss to my source list is now the Securities and Exchange Commission’s gain when it comes to oversight of investment advisers and brokers. The agency last week announced that Barbara Roper, director of investor protection at the Consumer ...

When a mob stormed the U.S. Capitol on Jan. 6, it was the strongest attack on the seat of U.S. democracy since British troops set fire to the building in 1814. That searing moment continues to smolder in Washington, D.C. ...

If you’re into sustainable investing, you must be thrilled with the Securities and Exchange Commission. In his first three months in office, SEC Chairman Gary Gensler has given numerous speeches about the importance of environmental, social and governance factors in ...