Legislation that would prohibit brokers and investment advisers from including mandatory arbitration agreements in customer contracts is headed to the House floor but faces a steep climb up the other side of Capitol Hill. The House Financial Services Committee Tuesday ...

The House Financial Services Committee is set to vote this week on legislation that would increase regulatory oversight of some family offices. Currently, advisory firms that manage the finances of wealthy families don’t have to register with the Securities and ...

The U.S. House of Representatives on Wednesday narrowly approved a package of bills that would require public companies to disclose environmental, social and governance factors related to their businesses. The Democratic-majority House voted almost entirely along party lines, 215-214, to ...