A highly anticipated Securities and Exchange Commission report on the January’s frenzied GameStop Corp. trading debunked some conspiracy theories that have swirled around social media for months, while adding momentum to Chairman Gary Gensler’s push to toughen rules.  The 44-page document released ...

Massachusetts Secretary of the Commonwealth William Galvin on Thursday said he had fined MML Investors Services $4 million over the firm’s failure to supervise agents, including Keith Gill, who is also known on some social media sites as “Roaring Kitty.” ...

Legislation that would increase regulation of advisory firms that manage wealthy families’ finances is heading to the House floor with only Democratic backing. The Democratic majority on the House Financial Services Committee on Thursday evening approved the bill on a ...

As the nation reopens and moves toward a sense of normalcy in the wake of the pandemic, surveys are still analyzing the behavior of the new investors who flocked to online brokerages in 2020.  Day trading expanded in 2020 as ...