Financial regulators have made no secret that they have been making inquiries into brokers and financial advisers who incorrectly or inappropriately applied to federal loan programs for small businesses feeling economic pressure due to the Covid-19 pandemic. And a recent ...

The Leaders Group Inc., a large broker-dealer with 1,000 registered reps and a leading seller of variable life insurance, received a $550,400 Paycheck Protection Program loan in April 2020, according to a recent filing with the Securities and Exchange Commission. ...