RIA in a Box, a well-known provider of regulation technology and consulting for independent advisers, has announced that it will be acquired by ComplySci, a compliance company serving the financial services sector. RIA in a Box will continue to operate ...

This month’s edition kicks off with the big news that Zoe Financial has raised a $10 million Series A round to accelerate its lead generation service for advisers, as the pandemic hastens the consumer shift away from finding a local ...

Betterment is taking another step toward its mission to rapidly grow its adviser-focused business line throughout the year. The robo-adviser announced Tuesday it is tag-teaming with fellow fintechs RIA in a Box, RightCapital and Wealthbox to offer new and breakaway ...