Finra is probing how brokerages use TikTok, Twitter, Instagram, Facebook and other social media platforms to land new customers. In an examination sweep launched this month, the Financial Industry Regulatory Authority Inc. will assess how firms utilize online “influencers” to ...

I saw the world heal, burn and go backward in time. There is progress all around us, but at the same time, challenges persist that we’ve been discussing for decades, both in the advisory business and in the broader world. ...