Finra announced Tuesday that it fined Deutsche Bank Securities Inc. $2 million for failing to obtain the best prices for customers on their stock trades. In the settlement, the Financial Industry Regulatory Authority Inc. said that from January 2014 through ...

A former registered rep on Monday was ordered to pay $2.6 million in damages to his ex-wife in an arbitration claim that centered on margin, day trading and shorting stock. The broker, Barry Snyder, denied the allegations listed in the ...