A Finra arbitration panel ordered J.P. Morgan Securities to pay $1.4 million in damages to a former financial adviser who sued the firm claiming it had dirtied up his employment history when he was “discharged,” meaning fired, almost five years ...

The JPMorgan Chase & Co. $125 million settlement with the Securities and Exchange Commission for failing to keep track of its employees’ communications over email and messaging apps may be a sign of trouble that many firms are experiencing in ...

A former registered rep on Monday was ordered to pay $2.6 million in damages to his ex-wife in an arbitration claim that centered on margin, day trading and shorting stock. The broker, Barry Snyder, denied the allegations listed in the ...