James Iannazzo, the former Merrill Lynch broker who was fired in January after an incident at a Connecticut smoothie shop, is now a registered broker with Aegis Capital Corp., which is based in New York and has 300 retail registered reps. ...

After hunkering down on hiring advisers during the pandemic, Merrill Lynch is once again looking to bolster the numbers of its thundering herd, This year it’s targeting more young financial advisers with limited experience in the industry and, more selectively, ...

James Iannazzo, the former Merrill Lynch broker who was fired after a disorderly incident in a Connecticut smoothie shop, applied for a pretrial probation program Wednesday, according to a report in the Connecticut Post. Iannazzo, 48, was arrested after the ...

Two advisers who had managed $850 million of assets at Merrill Lynch in the Denver area have joined Rockefeller Capital Management. The four-person team, which is based in Greenwood Village, Colorado, operates as the Hablutzel Group.The team is led by ...

The Certified Financial Planner Board of Standards Inc. said Tuesday that it has halted, at least for the short term, the use of its vaunted certification by a former Merrill Lynch financial adviser who was fired last month after a ...

Merrill Lynch fired a financial adviser over the weekend after he was arrested over a disorderly incident at a Connecticut smoothie shop. James Iannazzo, 48, had been registered with Merrill Lynch in Stamford, Connecticut, since 1996, according to his BrokerCheck ...

Bank of America Corp. revamped the leadership across its wealth management business, placing more responsibilities on current heads Andy Sieg and Katy Knox. Certain product teams were moved under Sieg and Knox to better align with client needs, the executives ...

Last year produced an embarrassment of records at Bank of America’s Merrill Lynch wealth management group, as the unit reached new highs on metrics ranging from assets to revenue. Merrill Lynch posted record revenue of $17.4 billion in 2021, a ...

First Republic Bank’s wealth management unit reeled in 11 wealth management teams in 2021, the firm reported Friday, compared to eight in 2020, which was a particularly difficult year in which to recruit and hire financial advisers given the onset ...

After leaving UBS at the end of 2020, Robert J. McCann is returning to the financial advice industry as co-chair of NewEdge Capital Group, which works with 300 financial advisers and $30 billion in client assets. McCann is working alongside ...