David Komansky, a college dropout who joined Merrill Lynch & Co. as a stockbroker and expanded the firm around the globe as chairman and chief executive officer during the bull markets of the 1990s, has died.  Komansky died Monday at ...

Merrill Lynch announced Wednesday the rollout of a new mobile app for its advisers to access all the information from their adviser dashboard on a desktop via smartphone.  The “mobile adviser experience,” or “MAX” for short, is automatically available on all ...

A nine-member team led by brothers R. Scott Bills and Brett R. Bills, which managed $1.75 billion at Merrill Lynch, has left to form a new registered investment advisory firm. “Our whole crew spent the majority of their careers at ...

The Financial Industry Regulatory Authority Inc. on Friday suspended for three months a former Merrill Lynch broker after it found that he didn’t report felony charges stemming from a 2020 arrest for marijuana possession. The broker, Shaiful Chowdhury, was arraigned ...

A team of four advisers and four associates managing $1 billion at Merrill Lynch in Portland, Oregon, has joined RBC Wealth Management. Known as the Inter Alia Group, the team consists of advisers Stephen J. Groth, who had worked at ...

As part of its broad two-month welcome back to financial advisers making their way back to the office, Merrill Lynch on Thursday morning said it was taking the significant step of adding clients’ banking and mortgage information to advisers’ Client ...

A four-member advisory team managing $391 million at Merrill Lynch in Santa Barbara, California, has joined UBS Wealth Management. Led by adviser Mark Brenner, who was with Merrill Lynch for 12 years, the Brenner Wealth Management Group includes adviser Kip ...

John Birkhauser and Ryan Birkauser, a father-son team managing $500 million at Merrill Lynch in Lake Forest, Illinois, have moved with their associates to RBC Wealth Management. John Birkhauser had been with Merrill Lynch since 1979, and Ryan Birkhauser is ...

A top ranked Merrill Lynch & Co. veteran adviser, Dane Runia, on Monday jumped to competitor Morgan Stanley & Co. Runia and his eight-person team are based in Provo, Utah, and worked with $3.2 billion in client assets and 85 ...

A former Merrill Lynch & Co. financial adviser, Marcus Boggs, was sentenced to 3 ½ years in prison on Thursday after pleading guilty to defrauding clients of $3 million, according to local news reports in Chicago. Boggs, 51, was arrested ...