An investor’s victory over Robinhood last week in a Finra arbitration case involving last year’s meme-stock trading halt could provide a road map for future claims, although experts caution that it’s too early to tell. Nearly a year ago, Robinhood ...

Robinhood Markets Inc. said personal information of about 7 million people — or roughly a third of its customers — was compromised in a data breach last week and that the culprit had demanded payment.  The intruder obtained email addresses ...

Robinhood Markets Inc. fired a warning shot to regulators, saying efforts to impose new rules on online brokerages’ engagement with their customers would face a high legal burden and could ultimately be rejected by U.S. courts.  In a 27-page letter to the ...

Armed with flashy mobile trading apps and free stock trades, millions of young Americans are opening up brokerage accounts online and putting traditional financial advisers on notice. The six million people who downloaded trading apps in January alone represent a ...

A Securities and Exchange Commission’s examination of how financial advisers use online platforms to attract clients could result in redefining an investment recommendation and expanding the reach of the broker advice standard. Last week, the SEC released a request for ...

The most highly anticipated IPO of the year occurred Thursday as Robinhood officially started trading on the Nasdaq stock exchange under the ticker HOOD.  On Wednesday, the brokerage announced that its initial public offering of 55 million shares priced at ...

The Financial Industry Regulatory Authority Inc. is probing Robinhood Financial CEO Vlad Tenev and co-founder Baiju Bhatt for not being licensed as registered brokers.  The online brokerage, whose highly anticipated initial public offering is slated for Thursday, disclosed in a filing ...

Robinhood Financial has agreed to pay a total of $70 million in fines and restitution to settle allegations that the online brokerage brought significant harm to millions of customers as a result of false or misleading information, system outages and ...

Robinhood Markets Inc., which had sought to go public this month, has seen its listing plans slowed in recent weeks by a back-and-forth with regulators over its prospectus, according to people familiar with the matter. Robinhood’s growing cryptocurrency business, which was rolled ...