John Alexander, head of the divisional network at Wells Fargo Advisors and second to James Hays, head of Wells Fargo Advisors, is retiring, the firm said in an internal memo Tuesday. Alexander is the second senior manager with two decades ...

A former broker for both Wells Fargo Advisors and LPL Financial was arrested Monday in New Jersey and charged with stealing more than $500,000 from multiple clients to fund his gambling and personal expenses, according to the U.S. Attorney’s Office. ...

Two Houston-based advisers who had managed about $350 million in assets at Wells Fargo are joining Raymond James’ channel for independent advisers, Raymond James Financial Services, the company announced. Brandon Glasscock and Mandy Haskell are also joining Wealth Partners Alliance, ...

The brother team of Blake and Drew Turner, who managed $210 million at Wells Fargo Advisors in Atlanta, have joined LPL Financial’s Linsco unit as employees. Drew Turner began his career in 2004 at Wells Fargo where he teamed with ...

After the recent consolidation of its private bank and other operations, Wells Fargo Advisors reported last month that its network of 12,367 financial advisers could face further reorganization in 2022. In the filing at the end of February with the ...

LPL Financial said two advisers who had managed $280 million in assets at Wells Fargo Advisors have launched an independent firm and affiliated with LPL via its Strategic Wealth Services platform. [More: LPL kept spending big on recruiting in 2021] ...

For almost all of last year — from the inauguration of President Joe Biden in January to the collapse of his signature economic legislation in December — financial advisers and their clients were bracing for tax increases. Some investors got ...

Janney Montgomery Scott announced the addition of a team of three advisers who were previously affiliated with Wells Fargo Advisors and manage more than $300 million. The team operates as RCC Wealth Management in Spartanburg, South Carolina, and includes advisers ...

A trio of advisers overseeing $1 billion in individual and retirement plan assets at Wells Fargo Advisors have gone independent and affiliated with LPL Financial. Jason J. Howard, Shane Kunz and Chad Horne, who operate as Outcome Private Wealth in ...

Don Dentinger, Robert Cregor Jr. and Rebecca Lovan, who managed $502 million at Wells Fargo in Louisville, Kentucky, have joined the employee channel of Raymond James. The three began their securities careers in the late 1990s and operate as the ...